• Roundtable and BITS file comment letter on Proposed Amendments to Regulation S-P, May 12, 2008
• Roundtable Files Comments to SEC on its Proposed Mutual Fund Prospectus Summary, February 28, 2008Roundtable sends letter in support of SEC roundtables on Accounting Standards, December 20, 2007Roundtable files comments with SEC on its Temporary Rule Regarding Principal Trades with Certain Advisory Clients, November 30, 2007
• Roundtable comments on SEC Concept Release on Accounting Standards, November 13, 2007Roundtable supports of SEC's proposed rule permitting foreign private issuers to prepare their financial statements in accordance with the IFRS without reconciliation to accounting principles generally accepted in the United States of America., September 24, 2007Comments on the Securities and Exchange Commission’s proposed rule and revisions to Rule 144 and Rule 145 of the Securities and Exchange Act of 1933, September 4, 2007Roundtable Submits SEC Letter Supporting 12b-1 Fees, June 18, 2007 Roundtable Comment Letter to Federal Reserve and SEC on Bank Broker Exception Rule, March 26, 2007
• Roundtable Files Comment Letter with SEC on Sarbanes Oxley 404 Auditing Internal Controls, Febuary 20, 2007 Roundtable Comment Letter to SEC on the Re-Proposed Rule Defining Eligible Portfolio Companies, January 04, 2007