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JOB OPPORTUNITIES
 
 

 

Director of Regulatory Affairs

The Director of Regulatory Affairs for a D.C.-based association representing the financial services industry will be a key member of the leadership team in formulating and communicating public policy for the association.  Law Degree highly desirable.

Responsibilities

  • Emphasis on SEC advocacy, both with agency and in Congress with regard to securities legislation and regulation;
  • Serve as liaison between the association and federal financial regulators including FRB, OCC, SEC, OTS, Treasury, and other federal regulators;
  • Develop Regulatory Comment letters to all federal financial regulatory agencies. Letters prepared in "Open Platform" method inviting comments from General Counsels of our 100 member companies;
  • Prepare communications to Hill, comment letters, reports, papers and other materials on regulatory/legislative issues;
  • Maintain open communication with other trade associations on regulatory matters, with purpose of influencing their policy positions;
  •  Manage the relationship between the association and researchers/authors who perform studies and write publications for the association;
  • Communicate policy issues to member company executives, other associations and Roundtable senior management.  

Skills

  • Strong background in financial services policy (experience with securities, banking and insurance helpful);
  • Strong analytical skills;
  • Strong writing and oral communication skills;
  • Ability to handle multiple issues concurrently;
  • Ability to communicate effectively with high ranking government and industry leaders;
  • Strong experience with securities law is a plus;
  • Solid grounding in other financial agencies:  Federal Reserve, OCC, OTS, Dept of Treasury, also important

Contact

Please fax cover letter/resume to:  202/628-2507 (Attn: HR Dept./Regulatory Position)

 

 

 

 

 

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